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Português
$
USD
I will draft a comprehensive private placement investor suitability questionnaire
Protecting Your Capital Raises with Expert SEC Compliance
I am Bo Won Kim, a licensed U.S. attorney (Bar #217394) specializing in securities law and private offering compliance. I provide high-stakes legal drafting for fund managers, syndicators, and startup...
Sobre este Serviço
For Rule 506(b) offerings, demonstrating that your investors are "sophisticated" and have a pre-existing relationship with the issuer is a legal necessity. As a licensed US attorney, I draft comprehensive Investor Suitability Questionnaires (ISQ) that protect your exemption and fulfill your "Know Your Customer" (KYC) obligations.
A well-drafted ISQ does more than just check boxes; it builds a legal defense by documenting the investors financial knowledge, experience, and risk tolerance.
Services include:
- Determination of "Sophisticated Investor" status
- Investment experience and objective mapping
- Financial background and liquidity assessment
- Bad Actor disqualification (Rule 506d) inquiries
My drafting ensures that you are not just collecting data, but are legally qualifying the relationship before an offer is made. This is essential for maintaining your private placement exemption. Professional, high-level, and legally sound.
Área de Direito:
Finanças
País de Destino:
Global
Tipo de Documento:
Outros
Tipo de contrato:
Aviso legal
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Observe que não há processo de triagem para este serviço. Recomendamos enviar uma mensagem ao freelancer e verificar todos os detalhes necessários antes de fazer seu pedido. Os freelancers Pro nesta categoria passaram por um processo de verificação. Você pode encontrar mais detalhes aqui.
Perguntas frequentes
Why do I need a suitability questionnaire?
To prove investors have the knowledge to evaluate the risks of your deal.
Is this different from accreditation?
Yes, suitability focuses on the investor's experience and "sophistication."
Does this cover AML?
The Premium package includes basic Anti-Money Laundering data collection points.
Is this for 506(b) offerings?
Yes, it is the primary tool for 506(b) compliance.
Can I use this for a Reg A+ raise?
Yes, suitability is also relevant for Reg A+ Tier 2 limits.
